Investors Count

27

Deal Terms

1

Funding, Valuation & Revenue

6 Fundings

Valentis's latest funding round was a PIPE - IV for $5.25M on March 20, 2006.

Valentis's valuation in September 1997 was $146.71M.

Date

Round

Amount

Investors

Valuation
Valuations are submitted by companies, mined from state filings or news, provided by VentureSource, or based on a comparables valuation model.

Revenue

Sources

3/20/2006

PIPE - IV

$5.25M

$XXM

0

FY undefined

6/13/2005

PIPE - III

$XXM

$XXM

0

FY undefined

0

11/24/2000

PIPE - II

$XXM

$XXM

0

FY undefined

0

4/18/2000

PIPE

$XXM

$XXM

0

FY undefined

0

9/16/1997

IPO

$XXM

$146.71M

0

FY undefined

0

Date

3/20/2006

6/13/2005

11/24/2000

4/18/2000

9/16/1997

Round

PIPE - IV

PIPE - III

PIPE - II

PIPE

IPO

Amount

$5.25M

$XXM

$XXM

$XXM

$XXM

Investors

Valuation

$XXM

$XXM

$XXM

$XXM

$146.71M

Revenue

0

FY undefined

0

FY undefined

0

FY undefined

0

FY undefined

0

FY undefined

Sources

0

0

0

0

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Valentis Deal Terms

1 Deal Term

Valentis's deal structure is available for 1 funding round, including their IPO from September 16, 1997.

Round

IPO

Funding Date

$XXM

Pre-Money Valuation

$XXM

Post-Money Valuation

$XXM

Amount Raised

$XXM

Shares Authorized

Issuance Price

Dividend Rate

Liquidation Preferences

Liquidation Price

Participation

Conversion Price

Anti Dilution

General Voting

$XXM

Board Voting

$XXM

Par Value

Round

Funding Date

Pre-Money Valuation

Post-Money Valuation

Amount Raised

Shares Authorized

Issuance Price

Dividend Rate

Liquidation Preferences

Liquidation Price

Participation

Conversion Price

Anti Dilution

General Voting

Board Voting

Par Value

IPO

$XXM

$XXM

$XXM

$XXM

$XXM

$XXM

Valentis Investors

27 Investors

Valentis has 27 investors. Sterling Securities International invested in Valentis's PIPE - IV funding round.

First funding

Last Funding

Investor

Rounds

Board Seats

Type

Location

6/13/2005

3/20/2006

Sterling Securities International
2
PIPE - III, PIPE - IV (2006)

6/13/2005

3/20/2006

2
PIPE - III, PIPE - IV (2006)

Investment Bank

New York

6/13/2005

3/20/2006

2
PIPE - III, PIPE - IV (2006)

Asset/Investment Management

Connecticut

00/00/0000

00/00/0000

BVF Partners

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Venture Capital

California

00/00/0000

00/00/0000

Carter Management Group

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Asset/Investment Management

California

First funding

6/13/2005

6/13/2005

6/13/2005

00/00/0000

00/00/0000

Last Funding

3/20/2006

3/20/2006

3/20/2006

00/00/0000

00/00/0000

Investor

Sterling Securities International

BVF Partners

Carter Management Group

Rounds

2
PIPE - III, PIPE - IV (2006)
2
PIPE - III, PIPE - IV (2006)
2
PIPE - III, PIPE - IV (2006)

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Board Seats

Type

Investment Bank

Asset/Investment Management

Venture Capital

Asset/Investment Management

Location

New York

Connecticut

California

California

Valentis Acquisitions

2 Acquisitions

Valentis acquired 2 companies. Their latest acquisition was Urigen Pharmacueticals on July 16, 2007.

Date

Investment Stage

Companies

Valuation
Valuations are submitted by companies, mined from state filings or news, provided by VentureSource, or based on a comparables valuation model.

Total Funding

Note

Sources

7/16/2007

Other

$XXM

$0.1M

Reverse Merger

1

3/9/1999

Other Venture Capital

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$XXM

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0

Date

7/16/2007

3/9/1999

Investment Stage

Other

Other Venture Capital

Companies

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Valuation

$XXM

$XXM

Total Funding

$0.1M

Note

Reverse Merger

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Sources

1

0

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