Search company, investor...

Predict your next investment

Roth Capital Partners company logo
Investment Bank
FINANCE | Investment Banking
roth.com

Investments

16

Portfolio Exits

9

Funds

7

Partners & Customers

1

About Roth Capital Partners

Roth Capital Partners is an investment banking firm engaged in serving the small-cap public market. The firm offers capital raising, coverage research, liquidity creation, trading, mergers & acquisitions advisory, and initial public offerings services in consumer, healthcare, industrial growth and clean technology, resources, technology, and media sectors. The company was founded in 1984 and is based in Newport Beach, California.

Headquarters Location

888 San Clemente Drive

Newport Beach, California, 92660,

United States

800-678-9147

Want to inform investors similar to Roth Capital Partners about your company?

Submit your Analyst Briefing to get in front of investors, customers, and partners on CB Insights’ platform.

Latest Roth Capital Partners News

Vision Marine Technologies Inc. Announces Closing of Registered Direct Offering

Jan 27, 2023

. (NASDAQ: VMAR) (“Vision Marine” or the “Company”), a global leader and innovator within the performance electric recreational boating industry, a global leader and innovator within the performance electric recreational boating industry, today announced the closing of its registered direct offering with certain investors for the issuance and sale of 554,253 of its common shares at a price of $4.21 per share, for gross proceeds of approximately $2.3 million. Additionally, Vision Marine issued to the investors in a concurrent private placement, warrants to purchase up to 554,253 common shares, which represented 100% of the number of common shares sold in the registered direct offering. The warrants have an exercise price of $4.21 per share, are exercisable six (6) months following the issuance date and will expire three (3) years following the issuance date. Roth Capital Partners served as sole placement agent for the transaction. The Company intends to use the net proceeds from the offering for working capital and general corporate purposes. The shares described above were offered by Vision Marine pursuant to a registration statement (File No. 333-267893) previously filed with and subsequently declared effective by the Securities and Exchange Commission (the “SEC”). A prospectus supplement relating to the offering was filed with the SEC and is available on the SEC’s website at www.sec.gov. The warrants described above were offered in a private placement under Section 4(a)(2) of the Securities Act of 1933, as amended (the "Act"), and Regulation D promulgated thereunder and, along with the common shares underlying the warrants, have not been registered under the Act, or applicable state securities laws. Accordingly, the warrants and underlying common shares may not be offered or sold in the United States except pursuant to an effective registration statement or an applicable exemption from the registration requirements of the Act and such applicable state securities laws. In connection with the registered direct offering and private placement described above, the Company entered into an agreement with an investor for the purchase of an aggregate of 1,187,648 common shares and common share equivalents, and warrants to purchase up to 1,187,648 common shares, on the same terms as the securities sold in the closed offering. As of the date of this press release, such investor has not paid the purchase price for such securities and the Company is evaluating its remedies including pursuing legal action against the investor if necessary. This press release shall not constitute an offer to sell or the solicitation of an offer to buy any of the securities described herein, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction. Copies of the final prospectus supplement and accompanying base prospectus relating to this offering may be obtained from Roth Capital Partners, 888 San Clemente Drive, Suite 400, Newport Beach, CA 92660, (800) 678-9147 or by accessing the SEC’s website, www.sec.gov. About Vision Marine Technologies Inc. Vision Marine Technologies Inc. (Nasdaq: VMAR), strives to be a guiding force for change and an ongoing driving factor in fighting the problems associated with waterway pollution by disrupting the traditional boating industry with electric power, in turn directly contributing to zero pollution, zero emission and a noiseless environment. Our Flagship E-Motion™ 180E electric marine powertrain is the first fully electric purpose-built outboard powertrain system that combines an advanced battery pack, inverter, and high efficiency motor with proprietary union assembly between the transmission and the electric motor design utilizing extensive control software. Our E-Motion™ and related technologies used in this powertrain system are uniquely designed to improve the efficiency of the outboard powertrain and, as a result, enhance both range and performance. Vision Marine continues to design, innovate, manufacture, and sell handcrafted, environmentally friendly, electric recreational boats to customers. The design and technology applied to our boats results in far greater enhanced performance in general, higher speeds, and longer range. Simply stated, a smoother ride than a traditional internal combustion engine (ICE) motorboat. Forward-Looking Statements  Certain statements made in this press release are “forward-looking statements” within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. Forward-looking statements may be identified by the use of words such as “anticipate,” “believe,” “expect,” “estimate,” “plan,” “outlook,” and “project” and other similar expressions that predict or indicate future events or trends or that are not statements of historical matters. For example, when Vision Marine discusses the anticipated use of proceeds of the registered direct offering and the concurrent private placement, it is using forward-looking statements. These forward-looking statements reflect the current analysis of existing information and are subject to various risks and uncertainties. As a result, actual results may differ materially from these expectations due to changes in global, regional, or local economic, business, competitive, market, regulatory and other factors, many of which are outside of Vision Marine’s control. Important factors that could cause actual results to differ materially from those in the forward-looking statements are set forth in Vision Marine’s Annual Report on Form 20-F, filed with the U.S. Securities and Exchange Commission (SEC) for the year ended August 31, 2022, as such factors may be updated from time to time in Vision Marine’s periodic filings with the SEC. Any forward-looking statement in this press release speaks only as of the date of this release. Vision Marine undertakes no obligation to publicly update or review any forward-looking statement, whether as a result of new information, future developments or otherwise, except as may be required by any applicable securities laws. https://visionmarinetechnologies.com . Investor and Company Contact:

Roth Capital Partners Investments

16 Investments

Roth Capital Partners has made 16 investments. Their latest investment was in Union as part of their Series B on December 12, 2021.

CBI Logo

Roth Capital Partners Investments Activity

investments chart

Date

Round

Company

Amount

New?

Co-Investors

Sources

12/8/2021

Series B

Union

$22M

Yes

14

4/28/2020

Series A

Lumitron Technologies

$34M

Yes

2

5/19/2016

Series A - II

Sunbasket

$7.1M

No

4

9/17/2015

Series A

Subscribe to see more

$99M

Subscribe to see more

10

8/18/2015

Series C - III

Subscribe to see more

$99M

Subscribe to see more

10

Date

12/8/2021

4/28/2020

5/19/2016

9/17/2015

8/18/2015

Round

Series B

Series A

Series A - II

Series A

Series C - III

Company

Union

Lumitron Technologies

Sunbasket

Subscribe to see more

Subscribe to see more

Amount

$22M

$34M

$7.1M

$99M

$99M

New?

Yes

Yes

No

Subscribe to see more

Subscribe to see more

Co-Investors

Sources

14

2

4

10

10

Roth Capital Partners Portfolio Exits

9 Portfolio Exits

Roth Capital Partners has 9 portfolio exits. Their latest portfolio exit was Sunbasket on January 31, 2022.

Date

Exit

Companies

Valuation
Valuations are submitted by companies, mined from state filings or news, provided by VentureSource, or based on a comparables valuation model.

Acquirer

Sources

1/31/2022

Merger

$99M

3

12/11/2017

Acquired

Subscribe to see more

$99M

Subscribe to see more

10

3/29/2017

Acquired

Subscribe to see more

$99M

Subscribe to see more

10

2/6/2017

Acq - Fin

Subscribe to see more

$99M

Subscribe to see more

10

4/29/2016

Acquired

Subscribe to see more

$99M

Subscribe to see more

10

Date

1/31/2022

12/11/2017

3/29/2017

2/6/2017

4/29/2016

Exit

Merger

Acquired

Acquired

Acq - Fin

Acquired

Companies

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Valuation

$99M

$99M

$99M

$99M

$99M

Acquirer

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Sources

3

10

10

10

10

Roth Capital Partners Acquisitions

2 Acquisitions

Roth Capital Partners acquired 2 companies. Their latest acquisition was MKM Partners on August 17, 2022.

Date

Investment Stage

Companies

Valuation
Valuations are submitted by companies, mined from state filings or news, provided by VentureSource, or based on a comparables valuation model.

Total Funding

Note

Sources

8/17/2022

$99M

Acquired - II

5

10/1/2015

Subscribe to see more

$99M

Subscribe to see more

10

Date

8/17/2022

10/1/2015

Investment Stage

Companies

Subscribe to see more

Valuation

$99M

$99M

Total Funding

Note

Acquired - II

Subscribe to see more

Sources

5

10

Roth Capital Partners Fund History

7 Fund Histories

Roth Capital Partners has 7 funds, including Roth TaskRabbit I.

Closing Date

Fund

Fund Type

Status

Amount

Sources

8/17/2015

Roth TaskRabbit I

$0.55M

1

5/18/2015

Roth Revel I

Subscribe to see more

Subscribe to see more

$99M

10

10/14/2014

Roth Connected Data I

$99M

10

7/16/2014

Roth LiquidSpace I

$99M

10

1/7/2014

Roth Gazillion I

$99M

10

Closing Date

8/17/2015

5/18/2015

10/14/2014

7/16/2014

1/7/2014

Fund

Roth TaskRabbit I

Roth Revel I

Roth Connected Data I

Roth LiquidSpace I

Roth Gazillion I

Fund Type

Subscribe to see more

Status

Subscribe to see more

Amount

$0.55M

$99M

$99M

$99M

$99M

Sources

1

10

10

10

10

Roth Capital Partners Partners & Customers

1 Partners and customers

Roth Capital Partners has 1 strategic partners and customers. Roth Capital Partners recently partnered with RLJ Companies on July 7, 2016.

Date

Type

Business Partner

Country

News Snippet

Sources

7/11/2016

Partner

The RLJ Companies and Roth Capital Partners Launch RLJ Capital Markets

BETHESDA , Md. -- -- Robert L. Johnson , the founder of Black Entertainment Television and The RLJ Companies , in collaboration with Roth Capital Partners , LLC today announced that they have launched a full service minority owned investment bank , RLJ Capital Markets , which will provide corporations with capital markets solutions that will enhance their ability to raise equity and debt capital , invest in their businesses , and pursue growth opportunities .

1

Date

7/11/2016

Type

Partner

Business Partner

Country

News Snippet

The RLJ Companies and Roth Capital Partners Launch RLJ Capital Markets

BETHESDA , Md. -- -- Robert L. Johnson , the founder of Black Entertainment Television and The RLJ Companies , in collaboration with Roth Capital Partners , LLC today announced that they have launched a full service minority owned investment bank , RLJ Capital Markets , which will provide corporations with capital markets solutions that will enhance their ability to raise equity and debt capital , invest in their businesses , and pursue growth opportunities .

Sources

1

Roth Capital Partners Team

22 Team Members

Roth Capital Partners has 22 team members, including current Chief Executive Officer, Byron Roth.

Name

Work History

Title

Status

Byron Roth

Chief Executive Officer

Current

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Name

Byron Roth

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Work History

Title

Chief Executive Officer

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Status

Current

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Compare Roth Capital Partners to Competitors

YieldStreet Logo
YieldStreet

YieldStreet aims to change the way wealth is created by providing access to asset-based investments historically unavailable to most investors. YieldStreet allows users to participate in investment opportunities with low stock market correlation and target yields of 8-20%, across litigation finance, real estate and other alternative asset classes. YieldStreet was founded in 2015 and is based in New York, New York.

C
Carolina Financial Securities

Carolina Financial Securities (CFS), a subsidiary of Carolina Financial Group, is an investment banking firm that specializes in raising private capital and providing advisory services for promising businesses and fund managers. The company offers corporate clients a gateway to networks of professional, strategic, and high-net-worth investors. CFS seeks to collaborate with outstanding companies and qualified investors to pursue transactions with speed, precision, and an absolute commitment to success. The company was founded in 1995 and is based in Brevard, North Carolina.

Discover the right solution for your team

The CB Insights tech market intelligence platform analyzes millions of data points on vendors, products, partnerships, and patents to help your team find their next technology solution.

Request a demo

CBI websites generally use certain cookies to enable better interactions with our sites and services. Use of these cookies, which may be stored on your device, permits us to improve and customize your experience. You can read more about your cookie choices at our privacy policy here. By continuing to use this site you are consenting to these choices.