Predict your next investment

Diversified Financial Services
FINANCIAL | Investment Banking
maximgrp.com

See what CB Insights has to offer

Investments

8

Portfolio Exits

3

Partners & Customers

7

About Maxim Group

Maxim Group is an investment banking, securities and investment management firm. The Firm provides financial services including: investment banking, equity research, private wealth management, structured products, and global institutional equity, fixed-income and derivative sales & trading to a diverse range of corporate clients, institutional investors and high net worth individuals.Maxim Group is registered as a broker-dealer with the U.S. Securities and Exchange Commission and is a member of the following: Financial Industry Regulatory Authority (FINRA); Municipal Securities Rulemaking Board (MSRB); Securities Insurance Protection Corporation (SIPC); NASDAQ Stock Market; and NYSE Arca, Inc

Maxim Group Headquarter Location

405 Lexington Avenue

New York, New York, 10174,

United States

Predict your next investment

The CB Insights tech market intelligence platform analyzes millions of data points on venture capital, startups, patents , partnerships and news mentions to help you see tomorrow's opportunities, today.

Maxim Group Web Traffic

Rank
Page Views per User (PVPU)
Page Views per Million (PVPM)
Reach per Million (RPM)
CBI Logo

Maxim Group Rank

Latest Maxim Group News

Industrial Tech Acquisitions II, Inc. Announces Closing of $172.5 million Initial Public Offering

Jan 14, 2022

(NASDAQ:ITAQU) (“Industrial Tech Acquisitions II” or the “Company”), a company formed for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses or entities, announced today the closing of its previously announced initial public offering (“IPO”) of 17,250,000 units at a price to the public of $10.00 per unit, including 2,250,000 units issued pursuant to the full exercise by the underwriter of its over-allotment option, resulting in total gross proceeds of $172,500,000 of the IPO. The Company's units commenced trading on Wednesday, January 12, 2022 on The Nasdaq Global Market ("Nasdaq") under the symbol "ITAQU." Each unit consists of one share of Class A common stock and one-half of one warrant. Each whole warrant entitles the holder to acquire one share of Class A common stock at an exercise price of $11.50 per share. Once the securities comprising the units begin separate trading, the shares of Class A common stock and warrants are expected to be traded on Nasdaq under the symbols “ITAQ” and “ITAQW”, respectively. Wells Fargo Securities, LLC acted as sole book running manager in the IPO, and Maxim Group LLC acted as a co-manager. A registration statement relating to the securities was declared effective by the SEC on January 11, 2022. The offering was made only by means of a prospectus, copies of which may be obtained by contacting Wells Fargo Securities, Attention: Equity Syndicate Department, 500 West 33rd Street, New York, New York, 10001, at (800) 326-5897 or email a request to cmclientsupport@wellsfargo.com. Copies of the registration statement can be accessed through the SEC's website at www.sec.gov . This press release shall not constitute an offer to sell or a solicitation of an offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction. ABOUT INDUSTRIAL TECH ACQUISITIONS II, INC. Industrial Tech Acquisitions II, Inc. is a blank check company, also commonly referred to as a special purpose acquisition company, or SPAC, formed for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses or entities. The Company may pursue an initial business combination target in any business, industry or geographical location, and it intends to focus its search on targets operating in the technology-focused areas including software, mobile and Internet of Things (“IoT”) applications, digital and energy transformation, cloud and cyber communications as well as high bandwidth services, including LTE, remote sensing and 5G communications. FORWARD LOOKING STATEMENTS This press release includes forward-looking statements that involve risks and uncertainties. Forward looking statements are statements that are not historical facts. Such forward-looking statements, including the successful consummation of the Company's initial public offering, are subject to risks and uncertainties, which could cause actual results to differ from the forward looking statements. The Company expressly disclaims any obligations or undertaking to release publicly any updates or revisions to any forward-looking statements contained herein to reflect any change in the Company's expectations with respect thereto or any change in events, conditions or circumstances on which any statement is based. CONTACT:

Maxim Group Investments

8 Investments

Maxim Group has made 8 investments. Their latest investment was in The9 as part of their PIPE on April 4, 2021.

CBI Logo

Maxim Group Investments Activity

investments chart

Date

Round

Company

Amount

New?

Co-Investors

Sources

4/9/2021

PIPE

The9

$144M

Yes

1

1/8/2018

Series A

Subscribe to see more

$99M

Subscribe to see more

10

6/4/2013

Series B - III

Subscribe to see more

$99M

Subscribe to see more

10

5/26/2011

PIPE

Subscribe to see more

$99M

Subscribe to see more

0

10/21/2010

Series B

Subscribe to see more

$99M

Subscribe to see more

0

Date

4/9/2021

1/8/2018

6/4/2013

5/26/2011

10/21/2010

Round

PIPE

Series A

Series B - III

PIPE

Series B

Company

The9

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Amount

$144M

$99M

$99M

$99M

$99M

New?

Yes

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Co-Investors

Sources

1

10

10

0

0

Maxim Group Portfolio Exits

3 Portfolio Exits

Maxim Group has 3 portfolio exits. Their latest portfolio exit was Edge Therapeutics on October 01, 2015.

Date

Exit

Companies

Valuation
Valuations are submitted by companies, mined from state filings or news, provided by VentureSource, or based on a comparables valuation model.

Acquirer

Sources

10/1/2015

IPO

$99M

1

7/29/2014

IPO

Subscribe to see more

$99M

Subscribe to see more

10

2/16/2011

Take Private

Subscribe to see more

$99M

Subscribe to see more

0

Date

10/1/2015

7/29/2014

2/16/2011

Exit

IPO

IPO

Take Private

Companies

Subscribe to see more

Subscribe to see more

Valuation

$99M

$99M

$99M

Acquirer

Subscribe to see more

Subscribe to see more

Sources

1

10

0

Maxim Group Acquisitions

1 Acquisition

Maxim Group acquired 1 company. Their latest acquisition was Onblox on November 04, 2019.

Date

Investment Stage

Companies

Valuation
Valuations are submitted by companies, mined from state filings or news, provided by VentureSource, or based on a comparables valuation model.

Total Funding

Note

Sources

11/4/2019

$99M

Acquired

1

Date

11/4/2019

Investment Stage

Companies

Valuation

$99M

Total Funding

Note

Acquired

Sources

1

Maxim Group Partners & Customers

7 Partners and customers

Maxim Group has 7 strategic partners and customers. Maxim Group recently partnered with OpSec Security on May 5, 2019.

Date

Type

Business Partner

Country

News Snippet

Sources

5/28/2019

Partner

OpSec Security

United States

OpSec Security and Maxim Partner to Extend the Reach of Brand Protection throughout Asia

The strategic partnership between OpSec Security and Maxim Group will target fighting the increase in Brand infringement and counterfeit goods .

2

8/14/2017

Partner

ARC Group

United States

Subscribe to see more

Subscribe to see more

10

1/31/2017

Partner

Agility Health

United States

Subscribe to see more

Subscribe to see more

10

1/31/2017

Partner

Agility Health

United States

Subscribe to see more

Subscribe to see more

10

6/16/2016

Partner

Immune Therapeutics

United States

Subscribe to see more

Subscribe to see more

10

Date

5/28/2019

8/14/2017

1/31/2017

1/31/2017

6/16/2016

Type

Partner

Partner

Partner

Partner

Partner

Business Partner

OpSec Security

ARC Group

Agility Health

Agility Health

Immune Therapeutics

Country

United States

United States

United States

United States

United States

News Snippet

OpSec Security and Maxim Partner to Extend the Reach of Brand Protection throughout Asia

The strategic partnership between OpSec Security and Maxim Group will target fighting the increase in Brand infringement and counterfeit goods .

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Subscribe to see more

Sources

2

10

10

10

10

Maxim Group Team

8 Team Members

Maxim Group has 8 team members, including current Chief Marketing Officer, David Shapiro.

Name

Work History

Title

Status

David Shapiro

Chief Marketing Officer

Current

Michael Quintavalla

Chief Administrative Officer

Current

Ritesh Veera

Rodman & Renshaw

Senior Managing Director, Managing Director

Current

Tim O Brien CFA

Senior Vice President

Former

Eric Cheng

Senior Managing Director

Former

Name

David Shapiro

Michael Quintavalla

Ritesh Veera

Tim O Brien CFA

Eric Cheng

Work History

Rodman & Renshaw

Title

Chief Marketing Officer

Chief Administrative Officer

Senior Managing Director, Managing Director

Senior Vice President

Senior Managing Director

Status

Current

Current

Current

Former

Former

CB Insights uses Cookies

CBI websites generally use certain cookies to enable better interactions with our sites and services. Use of these cookies, which may be stored on your device, permits us to improve and customize your experience. You can read more about your cookie choices at our privacy policy here. By continuing to use this site you are consenting to these choices.