Search company, investor...

Predict your next investment

Asset/Investment Management



About Financial West Group

The Financial Planners Full Service, Independent Broker-Dealer With PayOuts, transition specialists, Clearing through NFS, Clearing through National Financial Services, financial investing, stocks, bonds, savings, and money, Financial West Group, founded in 1985, is a growing firm providing a variety of financial products and services to 60 offices and 400 Registered Representatives as well as secondary clearing services.

Headquarters Location

4510 E. Thousand Oaks Blvd

Thousand Oaks, California, 91362,

United States

Want to inform investors similar to Financial West Group about your company?

Submit your Analyst Briefing to get in front of investors, customers, and partners on CB Insights’ platform.

Latest Financial West Group News

Broker accused of churning barred by Finra

Jul 13, 2018

Paul Soll, formerly of Financial West, failed to provide regulator with information it requested Jul 13, 2018 @ 11:46 am By InvestmentNews The Financial Industry Regulatory Authority Inc. has barred Paul Soll , who recently resigned from Western International Securities, for failing to provide the regulator with information about his trading activity when he was employed by Financial West Group. Finra was investigating potential trading abuses in the account of one of Mr. Soll's elderly customers. The trading activities involved possible excessive trading, churning and unsuitable recommendations of penny stocks between January 2013 and December 2015.

Financial West Group Investments

1 Investments

Financial West Group has made 1 investments. Their latest investment was in Valentis as part of their PIPE - III on June 6, 2005.

CBI Logo

Financial West Group Investments Activity

investments chart

Discover the right solution for your team

The CB Insights tech market intelligence platform analyzes millions of data points on vendors, products, partnerships, and patents to help your team find their next technology solution.

Request a demo

CBI websites generally use certain cookies to enable better interactions with our sites and services. Use of these cookies, which may be stored on your device, permits us to improve and customize your experience. You can read more about your cookie choices at our privacy policy here. By continuing to use this site you are consenting to these choices.