Investments
9Portfolio Exits
1Partners & Customers
10About Broadridge Financial Solutions
Broadridge Financial Solutions (NYSE: BR) is a provider of investor communications and technology-driven solutions for broker-dealers, banks, mutual funds, and corporate issuers globally. Broadridge's investor communications, securities processing, and managed services solutions help clients reduce their capital investments in operations infrastructure, allowing them to increase their focus on core business activities.
Broadridge Financial Solutions Headquarter Location
5 Dakota Drive Suite 300
New Hyde Park, New York, 11042,
United States
+1 800 353 0103
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CB Insights Intelligence Analysts have mentioned Broadridge Financial Solutions in 1 CB Insights research brief, most recently on Aug 13, 2021.
Latest Broadridge Financial Solutions News
May 19, 2022
Athens, GREECE ATHENS, Greece, May 19, 2022 (GLOBE NEWSWIRE) -- Diana Shipping Inc. (NYSE:DSX), (the “Company”), a global shipping company specializing in the ownership and bareboat charter-in of dry bulk vessels, today announced that the Company’s Annual Meeting of Shareholders (the “Meeting”) was duly held on May 18, 2022, in a virtual format only via the Internet. Broadridge Financial Solutions, Inc. acted as inspector of the Meeting. At the Meeting, each of the following proposals, which are set forth in more detail in the Notice of Annual Meeting of Shareholders and the Company’s Proxy Statement sent to shareholders on or around April 7, 2022, was approved and adopted: (1) The election of Konstantinos Psaltis, Kyriacos Riris and Simon Morecroft as Class II Directors of the Company, to serve until the Company’s 2025 Annual Meeting of Shareholders; and (2) The appointment of Ernst & Young (Hellas) Certified Auditors Accountants S.A. as the Company’s independent auditors for the fiscal year ending December 31, 2022. About the Company Diana Shipping Inc. is a global provider of shipping transportation services through its ownership and bareboat charter-in of dry bulk vessels. The Company’s vessels are employed primarily on short to medium-term time charters and transport a range of dry bulk cargoes, including such commodities as iron ore, coal, grain and other materials along worldwide shipping routes. Cautionary Statement Regarding Forward-Looking Statements Matters discussed in this press release may constitute forward-looking statements. The Private Securities Litigation Reform Act of 1995 provides safe harbor protections for forward-looking statements in order to encourage companies to provide prospective information about their business. Forward-looking statements include statements concerning plans, objectives, goals, strategies, future events or performance, and underlying assumptions and other statements, which are other than statements of historical facts. The Company desires to take advantage of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 and is including this cautionary statement in connection with this safe harbor legislation. The words “believe,” “anticipate,” “intends,” “estimate,” “forecast,” “project,” “plan,” “potential,” “may,” “should,” “expect,” “pending” and similar expressions identify forward-looking statements. The forward-looking statements in this press release are based upon various assumptions, many of which are based, in turn, upon further assumptions, including without limitation, Company management’s examination of historical operating trends, data contained in the Company’s records and other data available from third parties. Although the Company believes that these assumptions were reasonable when made, because these assumptions are inherently subject to significant uncertainties and contingencies that are difficult or impossible to predict and are beyond the Company’s control, the Company cannot assure you that it will achieve or accomplish these expectations, beliefs or projections. In addition to these important factors, other important factors that, in the Company’s view, could cause actual results to differ materially from those discussed in the forward-looking statements include the severity, magnitude and duration of the COVID-19 pandemic, including impacts of the pandemic and of businesses’ and governments’ responses to the pandemic on our operations, personnel, and on the demand for seaborne transportation of bulk products; the strength of world economies and currencies, general market conditions, including fluctuations in charter rates and vessel values, changes in demand for dry bulk shipping capacity, changes in the Company’s operating expenses, including bunker prices, drydocking and insurance costs, the market for the Company’s vessels, availability of financing and refinancing, changes in governmental rules and regulations or actions taken by regulatory authorities, potential liability from pending or future litigation, general domestic and international political conditions, including risks associated with the continuing conflict between Russia and Ukraine and related sanctions, potential disruption of shipping routes due to accidents or political events, vessel breakdowns and instances of off-hires and other factors. Please see the Company’s filings with the U.S. Securities and Exchange Commission for a more complete discussion of these and other risks and uncertainties. The Company undertakes no obligation to revise or update any forward-looking statement, or to make any other forward-looking statements, whether as a result of new information, future events or otherwise. Contact Data Corporate Contact:Ioannis ZafirakisDirector, Chief Financial Officer,Chief Strategy Officer, Treasurer and SecretaryTelephone: + 30-210-9470-100Email:Website: www.dianashippinginc.comTwitter: @DianashipInvestor and Media Relations:Edward NebbComm-Counsellors, LLCTelephone: + 1-203-972-8350Email:
Broadridge Financial Solutions Investments
9 Investments
Broadridge Financial Solutions has made 9 investments. Their latest investment was in Tifin as part of their Series D on May 5, 2022.
Broadridge Financial Solutions Investments Activity
Date | Round | Company | Amount | New? | Co-Investors | Sources |
---|---|---|---|---|---|---|
5/12/2022 | Series D | Tifin | $109M | No | 3 | |
10/28/2021 | Series C | |||||
4/19/2021 | Series B | |||||
11/3/2020 | Corporate Minority - II | |||||
10/6/2020 | Series C |
Date | 5/12/2022 | 10/28/2021 | 4/19/2021 | 11/3/2020 | 10/6/2020 |
---|---|---|---|---|---|
Round | Series D | Series C | Series B | Corporate Minority - II | Series C |
Company | Tifin | ||||
Amount | $109M | ||||
New? | No | ||||
Co-Investors | |||||
Sources | 3 |
Broadridge Financial Solutions Portfolio Exits
1 Portfolio Exit
Broadridge Financial Solutions has 1 portfolio exit. Their latest portfolio exit was TwoFour Consulting on October 02, 2017.
Date | Exit | Companies | Valuation Valuations are submitted by companies, mined from state filings or news, provided by VentureSource, or based on a comparables valuation model. | Acquirer | Sources |
---|---|---|---|---|---|
10/2/2017 | Acquired - II | 1 |
Date | 10/2/2017 |
---|---|
Exit | Acquired - II |
Companies | |
Valuation | |
Acquirer | |
Sources | 1 |
Broadridge Financial Solutions Acquisitions
37 Acquisitions
Broadridge Financial Solutions acquired 37 companies. Their latest acquisition was Alpha Omega Financial Systems on August 02, 2021.
Date | Investment Stage | Companies | Valuation Valuations are submitted by companies, mined from state filings or news, provided by VentureSource, or based on a comparables valuation model. | Total Funding | Note | Sources |
---|---|---|---|---|---|---|
8/2/2021 | Other | $2.5M | Acquired | 2 | ||
7/2/2021 | Acquired Unit | 3 | ||||
6/9/2021 | Acquired | 8 | ||||
3/29/2021 | ||||||
1/21/2020 |
Date | 8/2/2021 | 7/2/2021 | 6/9/2021 | 3/29/2021 | 1/21/2020 |
---|---|---|---|---|---|
Investment Stage | Other | ||||
Companies | |||||
Valuation | |||||
Total Funding | $2.5M | ||||
Note | Acquired | Acquired Unit | Acquired | ||
Sources | 2 | 3 | 8 |
Broadridge Financial Solutions Partners & Customers
10 Partners and customers
Broadridge Financial Solutions has 10 strategic partners and customers. Broadridge Financial Solutions recently partnered with fair place finance on March 3, 2022.
Date | Type | Business Partner | Country | News Snippet | Sources |
---|---|---|---|---|---|
3/3/2022 | Client | 07:45 ET Fair Place Finance Selects Broadridge's Blockchain-based SRD II Disclosure Solution `` With Broadridge Financial Solutions , Inc. as our trusted go-to partner , we have been able to leverage their unique depth of expertise and get ahead of the SRD II regulation 's mandatory disclosure requirements , safe in the knowledge that we are in line with Europe 's data protection legislation . '' | 1 | ||
7/29/2021 | Client | Canada | RBC Wealth Selects Broadridge Platform: Tech Roundup Meanwhile , a series of application programming interface integrations between the two platforms will enable advisors the ability to prefill Pershing 's client onboarding tool with information from Advyzon 's CRM ; view NetX360 account documents within the Advyzon client portal ; and view NetX360 client holdings , balances and real-time alerts within the Advyzon advisor dashboard . | 1 | |
7/19/2021 | Vendor | United States | Broadridge Financial Solutions Collaborates with OpenFin Broadridge Financial Solutions , a leading financial technology provider , today announced that the company has partnered with OpenFin , the operating system for enterprise productivity . | 1 | |
7/7/2021 | Licensor | ||||
7/6/2021 | Client |
Date | 3/3/2022 | 7/29/2021 | 7/19/2021 | 7/7/2021 | 7/6/2021 |
---|---|---|---|---|---|
Type | Client | Client | Vendor | Licensor | Client |
Business Partner | |||||
Country | Canada | United States | |||
News Snippet | 07:45 ET Fair Place Finance Selects Broadridge's Blockchain-based SRD II Disclosure Solution `` With Broadridge Financial Solutions , Inc. as our trusted go-to partner , we have been able to leverage their unique depth of expertise and get ahead of the SRD II regulation 's mandatory disclosure requirements , safe in the knowledge that we are in line with Europe 's data protection legislation . '' | RBC Wealth Selects Broadridge Platform: Tech Roundup Meanwhile , a series of application programming interface integrations between the two platforms will enable advisors the ability to prefill Pershing 's client onboarding tool with information from Advyzon 's CRM ; view NetX360 account documents within the Advyzon client portal ; and view NetX360 client holdings , balances and real-time alerts within the Advyzon advisor dashboard . | Broadridge Financial Solutions Collaborates with OpenFin Broadridge Financial Solutions , a leading financial technology provider , today announced that the company has partnered with OpenFin , the operating system for enterprise productivity . | ||
Sources | 1 | 1 | 1 |
Broadridge Financial Solutions Team
16 Team Members
Broadridge Financial Solutions has 16 team members, including current Senior Vice President, Betsy L Stephens.
Name | Work History | Title | Status |
---|---|---|---|
Betsy L Stephens | H&R Block, and Sprint | Senior Vice President | Current |
Richard Tejme | Chief Executive Officer | Former | |
Eric Bernstein | Sophis, and UBS PaineWebber | President | Former |
Chris John | President | Former | |
Thomas Burns | Chief Financial Officer | Former |
Name | Betsy L Stephens | Richard Tejme | Eric Bernstein | Chris John | Thomas Burns |
---|---|---|---|---|---|
Work History | H&R Block, and Sprint | Sophis, and UBS PaineWebber | |||
Title | Senior Vice President | Chief Executive Officer | President | President | Chief Financial Officer |
Status | Current | Former | Former | Former | Former |
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