Latest Bridges Financial Services News
Apr 26, 2021
IOOF is taking remediation action in response to deficiencies identified by the Australian Securities and Investments Commission (ASIC) regarding its financial planning licensees – Bridges Financial Services and RI Advice. The regulator has announced the arrangement today noting that it had in December, last year, completed a review of the licensees’ supervision and monitoring processes and the quality of advice their advisers provided to a sample of clients. ASIC found that 15% of Bridges and 17% of RI Advice client files contained indications of some client detriment. Related News:
Bridges Financial Services Team
1 Team Member
Bridges Financial Services has 1 team member, including former Chief Executive Officer, Nick Langton.