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Asset/Investment Management
aegiscapcorp.com

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Funds

14

Partners & Customers

1

About Aegis Capital Corp.

Aegis Capital Corp. is a fullservice retail and institutional broker-dealer located in New York City.

Aegis Capital Corp. Headquarter Location

810 7th Avenue 18th Floor

New York, New York, 10019,

United States

212-813-1010

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The CB Insights tech market intelligence platform analyzes millions of data points on venture capital, startups, patents , partnerships and news mentions to help you see tomorrow's opportunities, today.

Latest Aegis Capital Corp. News

News about the Korean startup ecosystem: IPOs, K-Wave at NASDAQ & AI Complex plans

Nov 28, 2021

Korean unicorn startup Viva Republica acquired stake in a US investment platform and in a first time, the Korean Startup Hanryu Bank is preparing for the U.S NASDAQ listing. Also, AI startup Lunit raises $61 million in a fundraiser ahead of its IPO plan early next year. AppMarket One Store submits application for preliminary examination for listing on the Korea Stock Exchange (KOSPI). An exclusive AI Complex for startups and AI companies coming up in Korean city of Gwangju. Viva Republica acquires 1% stake in U.S. investment platform Republic Viva Republica, operator of South Korea’s pioneering fintech platform Toss, acquired a 1 percent stake in Republic, a multi-asset retail investment platform based in New York, for $5 million, the company announced Tuesday. The investment is aimed at securing opportunities for future business partnership for investments in overseas non-listed equities. Republic connects investors to startups and non-listed companies and has deployed more than $500 million in investments in 500 or more companies with more than 1 million users that have invested in startups through the platform. SK Square’s first IPO hitter is One Store; Listing plan in the first half of 2022 AppMarket One Store submitted an application for preliminary examination for listing on the Korea Stock Exchange (KOSPI) on Nov. 26th and will go public with the goal of the first half of next year. SK Square officially announced its IPO in the first half of next year, targeting OneStore as the first IPO subsidiary since its launch. One Store was incorporated as a subsidiary of SK Square as SK Telecom was spun off on November 1st. Since its launch in 2016, OneStore has grown into a representative app market in Korea. In 2020, it turned to an annual net profit, and recorded an operating profit surplus in the first half of 2021. While accelerating the growth of existing businesses in the domestic market, OneStore plans to grow into a ‘global multi-OS content platform’ beyond the boundaries of regions, devices and OS (operating systems) and business areas. “NASDAQ, Embracing The Korean Wave.” Hanryu Bank, Officially Signed The IPO Contract for the U.S NASDAQ Listing Hanryu Bank employees are taking a photo at the Seoul Marina headquarters. Hanryu Bank, which is the global Korean Wave platform corporation, is beginning preliminary examination for listing on the U.S NASDAQ through the U.S subsidiary Hanryu Holdings. This is the first time a Korean Startup is preparing the U.S NASDAQ listing. Hanryu Bank announced on Nov. 22nd that it has recently signed a contract with AEGIS CAPITAL CORP as the underwriter of the IPO after completing an audit for listing on the NASDAQ. ‘AEGIS CAPITAL CORP’, established in 1984, is an American wealth management and financial services company that provides corporate finance, strategic advisory, and related services to individuals, the public, and corporations. It has supported the listing of Cyngn Inc, Volcon Inc, Farmmi Inc, Meten Holding Group Ltd. on the NASDAQ. With the selection of the underwriter, Hanryu Bank is planning to officially submit listing-related documents to the US Securities and Exchange Commission (SEC) in November. In addition, the corporation is planning for its first face-to-face roadshow in the U.S after the virus calms down. Prior to this, on September 28, Hanryu Bank received an enterprise value of $460 million through the KPMG’s Equity Value as a result of conducting the NASDAQ listing and auditing process through the global expansion strategy consulting of KPMG, a global accounting and consulting company. Lunit scores $61M in pre-IPO in South Korea AI startup Lunit has raised $61 million in a fundraiser ahead of its initial public offering at the Korean Securities Dealers Automated Quotations early next year. The round was participated by US investors HealthQuest Capital, Casdin Capital, and American Cancer Society BrightEdge, as well as Asian investors Tybourne Capital Management and NSG Ventures. The investing event followed its Series C Tranche B funding round in July where it raised $26 million from American precision oncology firm Guardant Health. Together with the latest funding bout, Lunit has collected over $135 million in capital. S. Korea breaks ground for AI complex in Gwangju South Korea broke ground Monday for an artificial intelligence complex in the southwestern city of Gwangju to foster the related industry, the science ministry said. The groundbreaking ceremony was held in Gwangju, 330 kilometers south of Seoul, for a major construction project to create an AI complex center, including data centers and facilities in automobiles and energy sectors. A total of 393.9 billion won ($332 million) will be spent from 2020 to 2024 for the project, according to the ministry.The complex will also include offices for 77 companies as part of the country’s efforts to foster startup companies in AI. What’s your thoughts?

Aegis Capital Corp. Fund History

14 Fund Histories

Aegis Capital Corp. has 14 funds, including Aegis Special Situations Fund Series Digital Freight Network .

Closing Date

Fund

Fund Type

Status

Amount

Sources

7/30/2020

Aegis Special Situations Fund Series Digital Freight Network

$3.09M

1

3/11/2020

Aegis Special Situations Fund - Series Medtech I

$3.51M

1

1/6/2020

Aegis Special Situations Fund LLC - Series Fantasy Sports I

$3.56M

1

11/12/2019

Aegis Special Situations Fund - Series Hospitality I

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$99M

10

9/6/2019

Aegis Special Situations QP Fund - Series Plant Protein I

Subscribe to see more

$99M

10

Closing Date

7/30/2020

3/11/2020

1/6/2020

11/12/2019

9/6/2019

Fund

Aegis Special Situations Fund Series Digital Freight Network

Aegis Special Situations Fund - Series Medtech I

Aegis Special Situations Fund LLC - Series Fantasy Sports I

Aegis Special Situations Fund - Series Hospitality I

Aegis Special Situations QP Fund - Series Plant Protein I

Fund Type

Subscribe to see more

Subscribe to see more

Status

Amount

$3.09M

$3.51M

$3.56M

$99M

$99M

Sources

1

1

1

10

10

Aegis Capital Corp. Partners & Customers

1 Partners and customers

Aegis Capital Corp. has 1 strategic partners and customers. Aegis Capital Corp. recently partnered with NetSol Technologies on October 10, 2011.

Date

Type

Business Partner

Country

News Snippet

Sources

10/11/2011

Client

NetSol Technologies

United States

Press Releases :: NetSol Technologies, Inc. (NTWK) NetSol Technologies Selects Aegis Capital as Strategic Advisor.

CALABASAS , Calif. , Oct. 11 , 2011 -- NetSol Technologies , Inc. , a worldwide provider of global IT and enterprise application solutions , today announced it has selected Aegis Capital Corporation Corp. , a leading investment banking firm , as a strategic advisor .

2

Date

10/11/2011

Type

Client

Business Partner

NetSol Technologies

Country

United States

News Snippet

Press Releases :: NetSol Technologies, Inc. (NTWK) NetSol Technologies Selects Aegis Capital as Strategic Advisor.

CALABASAS , Calif. , Oct. 11 , 2011 -- NetSol Technologies , Inc. , a worldwide provider of global IT and enterprise application solutions , today announced it has selected Aegis Capital Corporation Corp. , a leading investment banking firm , as a strategic advisor .

Sources

2

Aegis Capital Corp. Team

6 Team Members

Aegis Capital Corp. has 6 team members, including current Senior Managing Director, Cassel Shapiro.

Name

Work History

Title

Status

Cassel Shapiro

Senior Managing Director

Current

Brian W. Mullaney

President

Former

Andrew Mack

Senior Vice President

Former

Jesse Maltzman

Senior Vice President

Former

Stephen M. Dunn

Senior Managing Director

Former

Name

Cassel Shapiro

Brian W. Mullaney

Andrew Mack

Jesse Maltzman

Stephen M. Dunn

Work History

Title

Senior Managing Director

President

Senior Vice President

Senior Vice President

Senior Managing Director

Status

Current

Former

Former

Former

Former

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