StackRoute

Aug 5, 2022

08/05/2022 | 12:21am EDT Message : BSE Limited 5th Floor, Plot no C/1, G Block Rotunda Building Dalal Street, Mumbai- 400 001 Sub: Reporting of non-compliance by Designated Person of NIIT Code of Conduct to Regulate, Monitory and Report Trading by Designated Person as required by SEBI (Prohibition of Insider Trading) Regulations, 2015 Scrip Code : BSE - 500304; NSE - NIITLTD Dear Sir, This is with reference to the above-mentioned subject. Please find attached herewith a Report (in prescribed format) on non-compliance by Designated Persons of NIIT Code of Conduct to Regulate, Monitory and Report Trading by Designated Person as required by SEBI (Prohibition of Insider Trading) Regulations, 2015. Kindly acknowledge the receipt. Thanking you, Yours truly, Encs: a/a Report by NIIT Limited for violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations 2015 NIIT Limited i. Name of the DP Vaibhav Behl AOZPB7685M Member - Internal Audit Team No Not applicable - - Equity Share of NIIT Limited ii. No. of shares traded and value (Rs.) (Date- wise) Purchase : Sale: June 17, 2022; 409 equity shares; Rs. 152,016.05 D. In case value of trade(s) is more than Rs. 10 lacs in a calendar quarter - i. Date of intimation of trade(s) by concerned DP/ Not applicable regulation 7 of SEBI (Prohibition of Insider Trading) Regulations 2015 Not applicable Insider Trading) Regulations 2015 Contra Trade i.e., selling Insider Trading) Regulations 2015 SEBI (Prohibition of Insider Trading) Regulations, 2015) 5. The Company has taken deposited in SEBI-IPEF account. or face severe consequences and to comply with the provisions of the Code in letter and spirit. 6. - The first transaction of PURCHASE & the contra above month instead of giving a gap of six months, as per the Company's PIT Code. was open instead, a loss of Rs. 42,270.80 - DP confirmed that he was not holding UPSI - The value of the transactions were lower than the threshold set for taking pre-clearance from the CO - This was the first time this DP has dealt in the Company's shares - Present lapse appeared to be an inadvertent action and did not seem to reflect any mala-fide intent on the part of DP