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NCS Regulatory Compliance

Founded Year



Acquired | Acquired

About NCS Regulatory Compliance

NCS Regulatory Compliance is a comprehensive provider of outsourced compliance and regulatory solutions to the registered investment advisor and broker-dealer markets.

Headquarters Location

12 Parmenter Road

Londonderry, New Hampshire, 03053,

United States


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Latest NCS Regulatory Compliance News

Foreside Acquires Capital Markets Compliance

Jan 26, 2021

Foreside Financial Group, a Portland, Maine-based provider of governance, risk management, and compliance service and technology offerings to clients in the global asset and wealth management industry, is to acquire Capital Markets Compliance (CMC), a compliance, consulting, and FINOP practice.With a comprehensive suite of services and technology solutions, Foreside will integrate CMC’s proprietary technology into its platforms.Led by David Whitaker, President, Foreside delivers comprehensive advice and technology solutions to clients in the global asset and wealth management industries.Foreside works with pooled investment products, investment advisors, broker-dealers, global asset managers and other financial institutions.Foreside previously acquired ICSGroup, a regulatory compliance services firm serving the asset management industry (November 2020); Quasar Distributors, U.S. Bancorp’s mutual fund and exchange-traded funds (“ETFs”) distribution business (March 2020); Compliance Advisory Services, a regional compliance firm (in October 2019); and NCS Regulatory Compliance, a comprehensive provider of outsourced compliance and regulatory services (January 2019). Disclaimer: This story is auto-aggregated & summarized by a computer program and has not been created by StartupAround.

NCS Regulatory Compliance Frequently Asked Questions (FAQ)

  • When was NCS Regulatory Compliance founded?

    NCS Regulatory Compliance was founded in 2015.

  • Where is NCS Regulatory Compliance's headquarters?

    NCS Regulatory Compliance's headquarters is located at 12 Parmenter Road, Londonderry.

  • What is NCS Regulatory Compliance's latest funding round?

    NCS Regulatory Compliance's latest funding round is Acquired.

  • Who are the investors of NCS Regulatory Compliance?

    Investors of NCS Regulatory Compliance include Foreside.

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