Compliance11 compliance11.com


Public lists: Regtech (912)

Compliance11 is a leading provider of regulatory compliance management solutions. The Compliance11 Supervisory Suite addresses a critical need for compliance officers to meet current regulatory and supervisory guidelines. The SaaS application automates and effectively manages employee personal trading, affirmations & disclosures, gifts and case management. In November 2011, Compliance11 was acquired by Charles Schwab. The valuation of Compliance11 was undisclosed. Other terms of the deal were...Show all

Compliance11 is a leading provider of regulatory compliance management solutions. The Compliance11 Supervisory Suite addresses a critical need for compliance officers to meet current regulatory and supervisory guidelines. The SaaS application automat...Show all

Company (Acquired)

Phone: 312-676-2041

Fax:

125 South Wacker Drive
Chicago, 60606
Illinois, United States

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Total Funding Date of Last Funding
Compliance11 $7.1M Nov 24, 2011

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Patents

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