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About Compliance11

Compliance11 is a leading provider of regulatory compliance management solutions. The Compliance11 Supervisory Suite addresses a critical need for compliance officers to meet current regulatory and supervisory guidelines. The SaaS application automates and effectively manages employee personal trading, affirmations & disclosures, gifts and case management. In November 2011, Compliance11 was acquired by Charles Schwab. The valuation of Compliance11 was undisclosed. Other terms of the deal were not released.

Headquarters Location

125 South Wacker Drive

Chicago, Illinois, 60606,

United States


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Expert Collections containing Compliance11

Expert Collections are analyst-curated lists that highlight the companies you need to know in the most important technology spaces.

Compliance11 is included in 1 Expert Collection, including Regtech.



1,341 items

Technology that addresses regulatory challenges and facilitates the delivery of compliance requirements in FIs. Regulatory technology helps FIs and regulators address challenges ranging from traditional compliance and risk management to data reporting and transmission.

Latest Compliance11 News

Schwab Wraps Up Compliance11 Deal

Nov 17, 2011

On Wednesday, Charles Schwab Corp. (NASDAQ:SCHW) completed the acquisition of Compliance11 Inc. The company had announced the deal back in October. Financial terms of the pact remained confidential even after the closure. Chicago-based Compliance11 is a leading provider of cloud-based compliance automation software for public companies, brokerage firms, hedge funds, investment advisors, private equity firms and pension funds. The firm also offers a wide range of compliance tools that assist in … [visit site to read more] or compare Credit Card Rewards and Best Credit Cards

Compliance11 Frequently Asked Questions (FAQ)

  • Where is Compliance11's headquarters?

    Compliance11's headquarters is located at 125 South Wacker Drive, Chicago.

  • What is Compliance11's latest funding round?

    Compliance11's latest funding round is Acquired.

  • How much did Compliance11 raise?

    Compliance11 raised a total of $7.05M.

  • Who are the investors of Compliance11?

    Investors of Compliance11 include Charles Schwab.

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