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Founded Year



Growth Equity | Alive

Total Raised


Last Raised

$120M | 2 yrs ago

Mosaic Score
The Mosaic Score is an algorithm that measures the overall financial health and market potential of private companies.

+30 points in the past 30 days

About ComplySci

ComplySci is a provider of web-based regulatory compliance technology and services for the financial services community. Clients include leading RIA's, broker/dealers, private equity firms, hedge funds, banks, pension plans and public companies. All rely on CSI to help protect them from the reputational risk and revenue loss from non-compliant activities.

Headquarters Location

136 Madison Avenue

New York, New York, 10016,

United States


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Expert Collections containing ComplySci

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ComplySci is included in 4 Expert Collections, including Banking.



1,189 items



1,341 items

Technology that addresses regulatory challenges and facilitates the delivery of compliance requirements in FIs. Regulatory technology helps FIs and regulators address challenges ranging from traditional compliance and risk management to data reporting and transmission.


Tech IPO Pipeline

286 items



7,750 items

US-based companies

Latest ComplySci News

COMPLY Adds Technology, Operations and Finance Expertise to Expanded Leadership Team

Jan 17, 2023

Key executive appointments include Eric White as president, Nathan Remmes as chief growth officer and Daniel Sanders as chief financial officer COMPLY , the leading provider of compliance software, consulting and education resources for the financial services sector and whose portfolio of firms includes  ComplySci , RIA in a Box, National Regulatory Services (NRS) and illumis, recently announced the addition of  Eric White  as president, Nathan Remmes as chief growth officer and Daniel Sanders as chief financial officer. The COMPLY parent brand, which was launched in November 2022, unifies its business units under one corporate umbrella with an integrated senior leadership team focused on accelerating growth and better serving the industry with a comprehensive suite of compliance solutions and resources. COMPLY announces addition of Eric White as president, Nathan Remmes as CGO and Daniel Sanders as CFO. “I’m thrilled to welcome Eric, Nathan and Daniel to the COMPLY leadership team as they help position us for our next chapter of growth,” said COMPLY’s Chief Executive Officer  Amy Kadomatsu . “Eric has a well-established track record of successfully leading combined technology organizations with diverse offerings and his expertise will be critical as we explore additional growth and merger and acquisition (M&A) opportunities. In addition, the skills Nathan and Daniel bring to our already outstanding leadership team will strengthen our position as we accelerate our integration and development efforts and unlock the company’s full, combined potential as the premier provider of regulatory and compliance software, consulting and education solutions.” DRIVING INNOVATION As president of COMPLY, Mr. White will have a pivotal role in scaling the company and driving product and technology innovation to accelerate the organization’s long-term growth plans. He will also oversee potential future M&A activities. “I am excited to be joining the company as it works to build upon the remarkable growth rate of the past few years and continue to deliver superior products under the new COMPLY parent brand,” said White. “The company includes our industry’s most innovative and well-respected firms, and I am eager to strengthen its sterling reputation as the premier provider of regulatory and compliance software, as well as consulting and education solutions.” Prior to joining COMPLY, Mr. White served as the chief operating officer at Emburse, one of the world’s most powerful and trusted expense and AP automation solutions with combined offerings from Abacus, Captio, Certify, Chrome River, Nexonia and Tallie. From 2017 to 2019, he was the president of Axcient, where he led the merger and integration of Axcient and eFolder, whose suite of products includes Replibit, BRC, CloudFinder, Anchor, Fusion and the Axcient Cloud. During the last 20 years, Mr. White has led and supported more than 25 mergers and acquisitions, helping organizations increase value, realize growth potential and expand their customer base. Mr. White received his bachelor’s degree from the University of Kansas and a master’s degree from Kansas State University. He also has a Master of Business Administration from Santa Clara University. OPERATIONS EXPERTISE Mr. Remmes brings 15 years of sales management, operations and business development experience to his new role as chief growth officer where he will lead the company’s sales and revenue operations, as well as its marketing and communications efforts. “This is a dynamic time for COMPLY and the compliance industry, and I am thrilled to have the opportunity to help lead the company into its next phase of growth,” said Remmes. “I look forward to working with Amy and the rest of the executive team as we fully integrate our portfolio of firms and further establish ourselves as the premier compliance solutions partner.” Mr. Remmes joins COMPLY from SalesLoft, the creator of a leading digital sales engagement platform, where he served as the executive vice president of its Global Commercial Business Unit. Prior to SalesLoft, he was the vice president of marketing and corporate development at NanoLumens, a provider of LED solutions, where he had financial and strategic oversight of sales development, revenue and marketing. Mr. Remmes began his career at PointClear in business development. He received a bachelor’s degree in history from Canisius College and holds the Project Management Professional (PMP) certification from the Project Management Institute (PMI).

ComplySci Frequently Asked Questions (FAQ)

  • When was ComplySci founded?

    ComplySci was founded in 2003.

  • Where is ComplySci's headquarters?

    ComplySci's headquarters is located at 136 Madison Avenue, New York.

  • What is ComplySci's latest funding round?

    ComplySci's latest funding round is Growth Equity.

  • How much did ComplySci raise?

    ComplySci raised a total of $139.47M.

  • Who are the investors of ComplySci?

    Investors of ComplySci include K1 Capital Management, Vista Equity Partners and Edison Partners.

  • Who are ComplySci's competitors?

    Competitors of ComplySci include Capitolis and 4 more.

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